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Ernest Edward Kennedy

Wells Fargo Clearing Services, LLC

Lexington, VA

Roanoke, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-03-20
VA RA APPROVED 2014-06-02
  • TX RA
    APPROVED_RES
    Since 2023-03-20
  • VA RA
    APPROVED
    Since 2014-06-02

Branch Locations

101 S Main St, Lexington, VA 24450 • United States

10 S Jefferson St Ste 2100 [V3/V8-Rbo], Roanoke, VA 24011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Lexington VA 03/2014 11/2016
Wells Fargo Bank Na Lexington VA 03/2014 Present
Wells Fargo Clearing Services, Llc Lexington VA 11/2016 Present
  • 03/2014 → 11/2016
    Wells Fargo Advisors, Llc.
    Lexington, VA
  • 03/2014 → Present
    Wells Fargo Bank Na
    Lexington, VA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Lexington, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-02
S63 Uniform Securities Agent State Law Examination 1999-07-15
  • S66 Uniform Combined State Law Examination
    2014-06-02
  • S63 Uniform Securities Agent State Law Examination
    1999-07-15
Other Names
  • Ernie Kennedy
  • Ernest Edward Kennedy

View on SEC IAPD

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