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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-08-25
IL RA APPROVED 2011-01-01
  • TX RA
    APPROVED_RES
    Since 2020-08-25
  • IL RA
    APPROVED
    Since 2011-01-01

Branch Locations

5101 Washington St Ste 2L, Gurnee, IL 60031 • United States

Grayslake, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Gurnee IL 09/2010 03/2020
Ameriprise Financial Services, Llc Gurnee IL 03/2020 Present
Other Businesses

Business Ownership; Ellio Wealth Advisors, LLC; Owner; Manage Ameriprise Business; 5101 Washington Street, Suite 2L, , Gurnee, IL, 60031; Investment-Related; 10/03/2023; 0 hours per month; 0 during trading hours. Other Business Activities; Rotary Club of Gurnee; The Gurnee Rotary is a service organization that participates in the local community.; 5550 Grand Avenue, , Gurnee, IL, 60031; Not Investment-Related; 07/01/2016; 1 to 9 hours per month; 1 to 9 during trading hours / Gurnee Chamber of Commerce; Help promote and market local businesses within the community; 6615 Grand Avenue, , Gurnee, IL, 60031; Not Investment-Related; 03/06/2013; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-30
  • S66 Uniform Combined State Law Examination
    2010-12-30

View on SEC IAPD

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