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7301 Mission Road Suite 326, Prairie Village, KS 66208 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-08-16 |
Branch Locations
19 W College Ave Suite 350, Yardley, PA 19067 • United States
7301 Mission Road Suite 326, Prairie Village, KS 66208 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 08/2013 | 08/2024 |
| Bank Of America, N.A. | Pennington | NJ | 08/2013 | 08/2024 |
| Fortis Capital Advisors, Llc | Prairie Village | KS | 08/2024 | Present |
1) Fixed Insurance Sales, investment related, same address as branch, sales of fixed insurance products, 10 hours per month during trading, salesperson. 2) Isaac Financial, investment related, same address as branch, start 08/2024, DBA name for insurance and investment services, 160 hours per month during trading, principal. 3) ADP Revenue Share Program, investment related,1108 Cornell Drive Yardley, PA 19067, Referral of Payroll Services to ADP, Consultant, Start 05/20/2025; 1 hour per month, 0 during trading hours 4) Slab Corner, LLC, not investment related, 1108 Cornell Drive Yardley, PA 19067, Trading Cards & Collectibles, Owner, Start Date 09/01/2026, 8-12 hour per month, 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-11 |
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