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Ryan R Mahlstedt

Rockefeller Financial LLC

Newtown, PA

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-12-19
TX RA APPROVED 2025-12-01
NJ RA APPROVED 2025-11-25
  • PA RA
    APPROVED
    Since 2025-12-19
  • TX RA
    APPROVED
    Since 2025-12-01
  • NJ RA
    APPROVED
    Since 2025-11-25

Branch Locations

4 Caufield Place Suite 101, Newtown, PA 18940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 08/2010 12/2018
Morgan Stanley New York NY 01/2019 10/2019
Rockefeller Financial Llc Hamilton NJ 11/2019 12/2025
Rock & Co Llc Hamilton NJ 11/2019 09/2024
Rockefeller Financial Llc Newtown PA 12/2025 Present
  • 08/2010 → 12/2018
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, NY
  • 01/2019 → 10/2019
    Morgan Stanley
    New York, NY
  • 11/2019 → 12/2025
    Rockefeller Financial Llc
    Hamilton, NJ
  • 11/2019 → 09/2024
    Rock & Co Llc
    Hamilton, NJ
  • 12/2025 → Present
    Rockefeller Financial Llc
    Newtown, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-11-24
S63 Uniform Securities Agent State Law Examination 2024-10-19
  • S65 Uniform Investment Adviser Law Examination
    2025-11-24
  • S63 Uniform Securities Agent State Law Examination
    2024-10-19
Other Names
  • Ryan Mahlstedt
  • Ryan Robert Mahlstedt
  • Ryan R Mahlstedt

View on SEC IAPD

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