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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2023-03-17 |
| TX | RA | APPROVED | 2023-03-17 |
Branch Locations
6301 Waterford Boulevard, Oklahoma City, OK 73118 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Edmond | OK | 06/2009 | 03/2023 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 03/2023 |
| Stifel, Nicolaus & Company, Incorporated | Oklahoma City | OK | 03/2023 | Present |
1. Land; 12215 Stonemill Road, Oklahoma City, OK 73131; Own a ranch and lease out the property for cattle management; 02/13/1972; 2 Hours per Year; Not during securities trading hours; Investment-related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-03-30 |
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