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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-12-13 |
Branch Locations
1640 E Main St, Sylva, NC 28779 • United States
165 N Main St, Waynesville, NC 28786 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Suntrust Investment Services, Inc | Atlanta | GA | 06/2016 | 02/2018 |
| Suntrust Advisory Services | Atlanta | GA | 09/2016 | 02/2018 |
| Infinex Investments, Inc. | Meriden | CT | 02/2018 | 09/2020 |
| First Bancorp | Ashville | NC | 02/2018 | 09/2020 |
| Wells Fargo Clearing Services, Llc | Asheville | NC | 06/2022 | 12/2022 |
| First Bank | Fletcher | NC | 09/2020 | 06/2022 |
| Lpl Financial Llc | Waynesville | NC | 12/2022 | Present |
| United Community Bank | Waynesville | NC | 12/2022 | Present |
1) 08/26/2024 - United Community Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 08/02/2024- 160 Hours Per Month/ 120 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-09 |
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