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6020 East Fulton Street, Ada, MI 49301 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2025-12-18 |
| MN | RA | APPROVED | 2025-10-13 |
| CO | RA | APPROVED | 2025-05-30 |
| VA | RA | APPROVED | 2025-05-30 |
| FL | RA | APPROVED | 2024-09-12 |
| NC | RA | APPROVED | 2022-02-14 |
| OH | RA | APPROVED | 2020-04-27 |
| NE | RA | APPROVED | 2018-04-30 |
| TX | RA | APPROVED_RES | 2018-03-13 |
| AZ | RA | APPROVED | 2017-11-17 |
| CA | RA | APPROVED | 2017-11-17 |
| ID | RA | APPROVED | 2017-11-16 |
Branch Locations
13613 W Camino Del Sol Ste 3, Sun City West, AZ 85375 • United States
6020 East Fulton, Ada, MI 49301 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Frick Tax & Financial Pllc | Sun City West | AZ | 07/2005 | Present |
| Invest Financial Corp | Sun City West | AZ | 05/2007 | 11/2017 |
| Usa Financial Securities | Ada | MI | 11/2017 | Present |
1) FRICK TAX & FINANCIAL PLLC- 13613 W. CAMINO DEL SOL SUIT 3, SUITE CITY WEST, AZ 85375. START DATE 08/23/2006. OWNER AND OPERATOR. TAX PLANNING/PREPARATION/CPA. MEET WITH CLIENTS, TAX PREP AND PLANNING AND STAFF MANAGEMENT. NOT INVESTMENT RELATED. 86 HOURS PER MONTH DEVOTED TO BUSINESS. 60 HOURS PER MONTH DEVOTED DURING SECURITIES TRADING HOURS. 2) FRICK TAX & FINANCIAL PLLC - 13613 W. CAMINO DEL SOL SUITE 3, SUN CITY WEST, AZ 85375; START DATE 08/2006. MEMBER & MANAGER; PUBLIC ACCOUNTING INCLUDING INCOME TAX PREPERATION AND PLANNING. ALSO LIFE, AND HEALTH INSURANCE SALES INCLUDING ANNUITIES. INVESTMENT RELATED. 4 HOURS DEVOTED DURING SECURITIES TRADING HOURS. 3) AXBERG & FRICK CONSULTING GROUP - 13613 W. CAMINO DEL SOL SUITE 3, SUN CITY WEST, AZ 85375. START DATE 10/25/2023. CO-ORIGINATOR. A MARKETING GROUP FOR ADVERTISING AND SEMINAR PURPOSES. NOT INVESTMENT RELATED. 0 HOURS PER MONTH DEVOTED TO BUSINESS. 0 HOURS PER MONTH DEVOTED DURING SECURITIES TRADING HOURS. 4) AXBERG & FRICK PLLC - 13613 W. CAMINO DEL SOL SUITE 3, SUN CITY WEST, AZ 85375. START DATE 10/25/2023. PARTNER. TAX PLANNING/PREPARATION/CPA. NOT INVESTMENT RELATED. 2 HOURS PER MONTH DEVOTED TO BUSINESS. 1 HOUR PER MONTH DEVOTED DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-16 |
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