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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-04-18 |
| TX | RA | APPROVED | 2023-04-18 |
Branch Locations
1 E Ohio St Floor 17, Indianapolis, IN 46204 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Investment Management Inc. | Chicago | IL | 06/2012 | 01/2017 |
| J.P. Morgan Institutional Investments Inc. | Chicago | IL | 06/2012 | 01/2017 |
| Jpmorgan Chase Bank, N.A. | Indianapolis | IN | 02/2017 | Present |
| J.P. Morgan Securities Llc | Indianapolis | IN | 02/2017 | Present |
Entity Name: Downtown Indy, Inc. Investment related: No Address: 111 Monument Cir Ste 250, Indianapolis, IN 46204 Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 05/31/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Downtown Indy, Inc. is a private, not-for-profit organization uniquely positioned to focus solely on Downtown's economic success, livability and vitality. They focus on advancing Downtown as a great and diverse place to live, learn, work, and play. We currently manage their operating assets in the private bank and I have been asked to assume the board seat for Al Smith. Lorna Nicol (Private Bank Employee) also serves on the board of directors for Downtown Indy Marketing.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2009-07-31 |
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