Stephen Eric Mattingly

Current Employers

Employment History

• 07/2009 → Present
  Lpl Financial, Llc
  Tucson, AZ
• 08/2016 → Present
  Treiberg Wealth Management
  Tuscon, AZ

Previous Registrations

• 2007-07-12 → 2009-07-07
  Thrivent Investment Management Inc.
  Tucson, AZ
  Tucson, AZ
  Thousand Oaks, CA

Other Businesses

1. 06/30/2009 - TREIBERG WEALTH MANAGEMENT, INC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 2/24/2017 - Treiberg Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 09/05/2016 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Treiberg Wealth Management, an independent investment advisor firm. I started this business activity in since 09/05/2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 2/24/2017 - Treiberg Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 09/05/2016 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Treiberg Wealth Management, an independent investment advisor firm. I started this business activity in 09/05/2016. I expect to spend approximately [160 hours per month] on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 8/10/2017 - SEM Group, Inc - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 06/01/2017 - 20 Hours Per Month During Securities Trading. 5. 10/13/2025 - SEM Holdings LLC - Investment Related - Real Estate Rental - Huntingburg, Indiana - Start Date:11/01/2025 - 10 Hrs/Mth - 0 Hrs During Trading. 6. 06/30/2026 - SEM Developer LLC - Business Owner - Not Investment Related - Tucson, AZ - Start Date 06/01/2026 - 20 hours per month/ 4 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2007-06-18

Designations