James M Carey

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2007 → Present
  Northwestern Mutual Investment Services, Llc
  Indianapolis, IN
• 03/2014 → Present
  Mark Wise
  Indianapolis, IN
• 03/2014 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 2. COMMUNITY ACTIVITY FIDUCIARY CAPACITY, 5333 E WASHINGTON ST, INDIANAPOLIS, , INDIANA, 46219, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 08/15/2017, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, CHAIR A COMMITTEE TASKED WITH BUILDING A LONG TERM CAPITAL PLAN FOR THE PARISH/SCHOOL. 3. 50% OWNER, DRUMMOND, LLC, CURRENTLY LOOKING FOR PROPERTY, INDIANAPOLIS, , INDIANA, 46219, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 05/15/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER. investment related. 4. 50% OWNER, EUSTON, LLC, CURRENTLY LOOKING FOR PROPERTY, INDIANAPOLIS, , INDIANA, 46219, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 5/15/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER. INVESTMENT RELATED.

Exams

• S66 Uniform Combined State Law Examination
  2008-05-29
• S63 Uniform Securities Agent State Law Examination
  2007-09-17