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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2021-09-16 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
2000 Forum Blvd Ste 3, Columbia, MO 65203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Columbia | MO | 12/2015 | 09/2021 |
| Princor Financial Services Corporation | Columbia | MO | 01/2016 | 09/2021 |
| Kestra Investment Services, Llc | Columbia | MO | 09/2021 | Present |
| Kestra Advisory Services Llc | Columbia | MO | 09/2021 | Present |
***First Christian Church Disciples of Christ; Not Investment Related; ; Deaconess, Board Member; ; Start Date: ; na hrs per month; during trading hours.***Flash Creations, LLC; Not Investment Related; ; Co-owner of LLC with husband.; Selling handmade items, auto repair, and auction business.; Start Date: ; 10 hrs per month; during trading hours.***Woodhaven; Not Investment Related; 1405 Hathman Pl, Columbia, MO 65201; Board Member; Meet quarterly to discuss business of organization focusing on policy/strategic direction/resource development, oversee organization CEO, attend special events and fundraisers.; Start Date: 01/01/2017; 2 hrs per month; 0 during trading hours. ***Fayette Golf Course; Not Investment Related; Columbia, MO; President; President of the Fayette Golf Club. Help plan an organize leagues and tournaments. Manage Facebook page, marketing of events, no handling of funds or investment decisions, or check writing capabilities; Start Date: 05/01/2019; 3 hrs per month; 0 during trading hours. ***Schuster Financial Services LLC; Not Investment Related; Columbia, MO; Registered Staff; Provide support functions for Schuster Financial Services LLC as registered staff. Client servicing, monitoring client accounts, creating consolidated reports, client account statements and perform operational functions as required; Start Date: 01/01/2016; 160 hrs per month; 160 during trading hours. FLASH CREATIONS, LLC POSITION: Co-Owner NATURE: Co-owner INVESTMENT RELATED: No NUMBER OF HOURS: 7 SECURITIES TRADING HOURS: 0 START DATE: 02/02/2017 ADDRESS: 724 County Road 208, Fayette MO 65248, United States DESCRIPTION: Husband and I refurbish and create items made of wood or steel and sell them. We also use our auction services/skills (he as auctioneer, me as auction administration).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-13 |
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