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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2021-09-16
  • MO RA
    APPROVED
    Since 2021-09-16

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

2000 Forum Blvd Ste 3, Columbia, MO 65203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Columbia MO 12/2015 09/2021
Princor Financial Services Corporation Columbia MO 01/2016 09/2021
Kestra Investment Services, Llc Columbia MO 09/2021 Present
Kestra Advisory Services Llc Columbia MO 09/2021 Present
  • 12/2015 → 09/2021
    Principal Life Insurance Company
    Columbia, MO
  • 01/2016 → 09/2021
    Princor Financial Services Corporation
    Columbia, MO
  • 09/2021 → Present
    Kestra Investment Services, Llc
    Columbia, MO
  • 09/2021 → Present
    Columbia, MO
Previous Registrations
  • 2016-01-15 → 2021-09-21
    Columbia, MO
  • 2009-07-29 → 2014-04-14
    Msi Financial Services, Inc.
    Springfield, MO
    St. Louis, MO
    Columbia, MO
Other Businesses

***First Christian Church Disciples of Christ; Not Investment Related; ; Deaconess, Board Member; ; Start Date: ; na hrs per month; during trading hours.***Flash Creations, LLC; Not Investment Related; ; Co-owner of LLC with husband.; Selling handmade items, auto repair, and auction business.; Start Date: ; 10 hrs per month; during trading hours.***Woodhaven; Not Investment Related; 1405 Hathman Pl, Columbia, MO 65201; Board Member; Meet quarterly to discuss business of organization focusing on policy/strategic direction/resource development, oversee organization CEO, attend special events and fundraisers.; Start Date: 01/01/2017; 2 hrs per month; 0 during trading hours. ***Fayette Golf Course; Not Investment Related; Columbia, MO; President; President of the Fayette Golf Club. Help plan an organize leagues and tournaments. Manage Facebook page, marketing of events, no handling of funds or investment decisions, or check writing capabilities; Start Date: 05/01/2019; 3 hrs per month; 0 during trading hours. ***Schuster Financial Services LLC; Not Investment Related; Columbia, MO; Registered Staff; Provide support functions for Schuster Financial Services LLC as registered staff. Client servicing, monitoring client accounts, creating consolidated reports, client account statements and perform operational functions as required; Start Date: 01/01/2016; 160 hrs per month; 160 during trading hours. FLASH CREATIONS, LLC POSITION: Co-Owner NATURE: Co-owner INVESTMENT RELATED: No NUMBER OF HOURS: 7 SECURITIES TRADING HOURS: 0 START DATE: 02/02/2017 ADDRESS: 724 County Road 208, Fayette MO 65248, United States DESCRIPTION: Husband and I refurbish and create items made of wood or steel and sell them. We also use our auction services/skills (he as auctioneer, me as auction administration).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-06-01
S63 Uniform Securities Agent State Law Examination 2007-08-13
  • S65 Uniform Investment Adviser Law Examination
    2009-06-01
  • S63 Uniform Securities Agent State Law Examination
    2007-08-13
Other Names
  • Leah Eaton
  • Leah L Eaton
  • Leah Lynn Eaton

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