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Inactive

Grace Gaabucayan

Schwab Wealth Advisory, Inc.

Phoenix, AZ

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-07
AZ RA APPROVED 2023-06-07
  • TX RA
    APPROVED
    Since 2026-01-07
  • AZ RA
    APPROVED
    Since 2023-06-07

Branch Locations

2423 E Lincoln Drive, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Versant Capital Management Phoenix AZ 04/2022 11/2022
First Western Financial Phoenix AZ 04/2021 03/2022
Northern Trust Phoenix AZ 06/2013 03/2021
Schwab Wealth Advisory, Inc. Phoemix AZ 04/2023 Present
Unemployed Phoenix AZ 10/2022 03/2023
  • 04/2022 → 11/2022
    Versant Capital Management
    Phoenix, AZ
  • 04/2021 → 03/2022
    First Western Financial
    Phoenix, AZ
  • 06/2013 → 03/2021
    Northern Trust
    Phoenix, AZ
  • 04/2023 → Present
    Schwab Wealth Advisory, Inc.
    Phoemix, AZ
  • 10/2022 → 03/2023
    Unemployed
    Phoenix, AZ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-18
  • S65 Uniform Investment Adviser Law Examination
    2022-08-18
Designations
Other Names
  • Grace A Gaabucayan
  • Grace Dorothy Gaabucayan

View on SEC IAPD

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