Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-08-22
  • FL RA
    APPROVED
    Since 2025-08-22

Branch Locations

396 Alhambra Cir 8Th Fl [D2-Rbo], Coral Gables, FL 33134 • United States

11725 Sherry Ln, Kendall, FL 33183 • United States

13789 Sw 152Nd St, Miami, FL 33177 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Miami FL 10/2012 08/2025
Vivos Management Group, Llc Miami FL 07/2018 09/2019
Jpmorgan Chase Bank, N.A. Miami FL 06/2012 08/2025
Wells Fargo Clearing Services, Llc Corab Gables FL 08/2025 Present
Previous Registrations
  • 2012-10-01 → 2025-08-22
    North Miami Beach, FL
    Miami Beach, FL
    Miami, FL
    Miami, FL
    Miami, FL
    Miami, FL
    Miami, FL
  • 2012-09-05 → 2012-10-01
    Chase Investment Services Corp.
    North Miami Beach, FL
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: FLANETELA, INC. POSITION: PARTIAL OWNER / CHEF START DATE: 8/20/2014 ADDRESS: 8225 MIAMI, FL DETAILS: DESSERT COMPANY WHICH CATERS TO RESTAURANTS. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-30
  • S66 Uniform Combined State Law Examination
    2012-08-30

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Coral Gables, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor