Best Investors Account Sign in

Alphonse Michael Lucibello

Wells Fargo Clearing Services, LLC

Norwell, MA

CRD 5341892

Claim This Profile
Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2016-09-09
TX RA APPROVED 2016-09-09
  • CT RA
    APPROVED
    Since 2016-09-09
  • TX RA
    APPROVED
    Since 2016-09-09

Branch Locations

91 Longwater Circle Ste 300, Norwell, MA 02061 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Hingham MA 05/2007 09/2016
Morgan Stanley Smith Barney Hingham MA 06/2009 09/2016
Morgan Stanley Private Bank, National Association New York NY 01/2015 09/2016
Wells Fargo Advisors Llc Norwell MA 09/2016 11/2016
Wells Fargo Clearing Services, Llc Norwell MA 11/2016 Present
  • 05/2007 → 09/2016
    Citigroup Global Markets Inc.
    Hingham, MA
  • 06/2009 → 09/2016
    Morgan Stanley Smith Barney
    Hingham, MA
  • 01/2015 → 09/2016
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 09/2016 → 11/2016
    Wells Fargo Advisors Llc
    Norwell, MA
  • 11/2016 → Present
    Norwell, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-18
  • S66 Uniform Combined State Law Examination
    2007-07-18
Other Names
  • Al Lucibello

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Norwell, MA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor