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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2016-09-09 |
| TX | RA | APPROVED | 2016-09-09 |
Branch Locations
91 Longwater Circle Ste 300, Norwell, MA 02061 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Hingham | MA | 05/2007 | 09/2016 |
| Morgan Stanley Smith Barney | Hingham | MA | 06/2009 | 09/2016 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 09/2016 |
| Wells Fargo Advisors Llc | Norwell | MA | 09/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Norwell | MA | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-18 |
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