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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2013-06-14
  • IN RA
    APPROVED
    Since 2013-06-14

Branch Locations

2080 N Main St Ste 2, Crown Point, IN 46307 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2007 Present
Northwestern Mutual Investment Services, Llc Zionsville IN 10/2007 Present
Cote Farms/Dawson Farms Morocco IN 01/1990 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 05/2007 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 10/2007 → Present
    Zionsville, IN
  • 01/1990 → Present
    Cote Farms/Dawson Farms
    Morocco, IN
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. I HELP TO MANAGE THE CATTLE OPERATION AT COTE FARMS, INC. THIS IS A NON INVESTMENT RELATED ACTIVITY. MY PRIMARY ROLE IS TO BREED THE CATTLE AND MARKET THE OFFSPRING. THIS IS A FAMILY OPERATION. I STARTED HELPING IN 1990. I DEVOTE NO HOURS MON.-FRI. AS I WORK AS A FINANCIAL REP FOR NML. WEEKEND HOURS TOTAL APPROX. 20 HOURS. ADDRESS IS 1918 W. 200 SOUTH MOROCCO, IN 47963. 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 3. UNPLUGGED AERATION, LLC, 6884 EAST 117TH AVENUE, CROWN POINT, , INDIANA, 46307, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 02/09/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I PURCHASED A LAWN AERATOR AND WILL PROMOTE THE SERVICE. I WILL HIRE AN EMPLOYEE TO DO THE LAWN TREATMENTS. NON-INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-06-13
S63 Uniform Securities Agent State Law Examination 2008-03-27
  • S65 Uniform Investment Adviser Law Examination
    2013-06-13
  • S63 Uniform Securities Agent State Law Examination
    2008-03-27

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