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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2013-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2007 | Present |
| Northwestern Mutual Investment Services, Llc | Zionsville | IN | 10/2007 | Present |
| Cote Farms/Dawson Farms | Morocco | IN | 01/1990 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. I HELP TO MANAGE THE CATTLE OPERATION AT COTE FARMS, INC. THIS IS A NON INVESTMENT RELATED ACTIVITY. MY PRIMARY ROLE IS TO BREED THE CATTLE AND MARKET THE OFFSPRING. THIS IS A FAMILY OPERATION. I STARTED HELPING IN 1990. I DEVOTE NO HOURS MON.-FRI. AS I WORK AS A FINANCIAL REP FOR NML. WEEKEND HOURS TOTAL APPROX. 20 HOURS. ADDRESS IS 1918 W. 200 SOUTH MOROCCO, IN 47963. 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 3. UNPLUGGED AERATION, LLC, 6884 EAST 117TH AVENUE, CROWN POINT, , INDIANA, 46307, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 02/09/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I PURCHASED A LAWN AERATOR AND WILL PROMOTE THE SERVICE. I WILL HIRE AN EMPLOYEE TO DO THE LAWN TREATMENTS. NON-INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 2008-03-27 |
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