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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-27
ME RA APPROVED 2012-07-20
  • TX RA
    APPROVED_RES
    Since 2026-03-27
  • ME RA
    APPROVED
    Since 2012-07-20

Branch Locations

254 Commercial St. Suite 245, Portland, ME 04101 • United States

North Yarmouth, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 07/2012 Present
44 North Financial Partners Portland ME 07/2012 Present
Previous Registrations
Other Businesses

1. Member and Part Owner, 44 North Financial Partners, LLC, a private entity est. to facilitate securities, advisory, and insurance business; as of 2013, Less than 10% of time spent during business hours, Conducted at branch; Investment related. 2. Member and Owner, Weber Wealth Management, LLC, a private entity est. to receive fee and commission revenue from securities, advisory, and insurance businesses; as of 2013, Less than 10% of time spent during business hours, Conducted at branch; Investment related. 3. Fixed insurance sales, as an Agent; As of 07/19/12; Conducted at branch; Investment related. 4. Co-Owner, 1119 LLC, a private entity est. to own and manage a residential rental property located in Yarmouth, ME; As of 02/12/20; Less than 1% time spent during regular business hours; Not conducted at branch; Investment related. 5. Trustee for the Chad & Kelly Snow Testamentary Trust; friend; Located in Yarmouth, ME; as of 8/24/2023; 0% time spent during business hours; Not conducted at branch location; Not investment related. 6. Co-owner, Bellas Pride LLC; entity to hold personal investments; Located in North Yarmouth, ME; as of 04/15/2026; 0% of time spent during business hours; Not Conducted at branch location; Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-04-03
S63 Uniform Securities Agent State Law Examination 2002-03-27
  • S65 Uniform Investment Adviser Law Examination
    2002-04-03
  • S63 Uniform Securities Agent State Law Examination
    2002-03-27

View on SEC IAPD

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