Nicholas James Forliti

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2007 → 03/2020
  Ameriprise Financial Services, Inc.
  Rochester, MN
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Rochester, MN

Other Businesses

Business Ownership; Tioga Square LLC; ; LLC will own real estate; 11316 86th Ave NMaple Grove, MN 55369, ,; Not Investment-Related; 12/01/2013; 0 hours per month; 0 during trading hours / F&G Management LLC; owner and partner; management of financial planning practice; 1530 Greenview Dr SW, Ste 111, , Rochester, MN, 55902; Not Investment-Related; 07/01/2021; 10 to 19 hours per month; 10 to 19 during trading hours / NJF LLC; Owner; n/a ; 5830 cairnbrae ln sw, , Rochester, MN, 55902; Investment-Related; 01/01/2020; 0 hours per month; 0 during trading hours / Beacon Tax Partners; Co-owner; Tax Preparation; 401 2nd St N, Ste 102, La Crosse, WI, 54601; Not Investment-Related; 07/08/2025; 10 to 19 hours per month; 10 to 19 during trading hours. Outside Employment; F&G Management LLC; partner - owner and partner; ; 1530 Greenview Dr SW, Ste 111, , Rochester, MN, 55902; Not Investment-Related; 07/01/2021; 10 to 19 hours per month; 10 to 19 during trading hours. Other Business Activities; Angel Foundation; Pro-bono work helping people and families who have been affected by cancer and its financial implications. ; 1155 Centre Pointe Dr , Ste 7, Mendota Heights , MN, 55120; Investment-Related; 06/20/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2007-08-21

Designations

• Certified Financial Planner