Nicholas Patrick Smith

Employer firm

Steele Capital Management, Inc. CRD 107097

$3.55B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2007 → Present
  Steele Capital Management, Inc.
  Dubuque, IA

Other Businesses

Nick Smith Farming; Business is not investment related; Epworth, IA area; sole proprietor as a personal farmer; 40 hours per month; 0 hours during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-05-07

Designations

• Certified Financial Planner