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One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| State Farm Insurance | Downey | CA | 05/2016 | 07/2017 |
| Bank Of America | Baldwin Park | CA | 07/2017 | 10/2019 |
| Bank Of The West | Gardena | CA | 10/2019 | 09/2021 |
| Unemployed | Covina | CA | 09/2021 | 02/2022 |
| State Farm Insurance | Arcadia | CA | 02/2022 | 09/2022 |
| State Farm Vp Management Corp | Arcadia | CA | 02/2022 | 09/2022 |
| State Farm Investment Management Corp | Arcadia | CA | 03/2022 | 09/2022 |
| Ricardo Rosales' Insurance Agency | Duarte | CA | 09/2022 | Present |
| State Farm Investment Management Corp | Duarte | CA | 09/2022 | Present |
| State Farm Vp Management Corp | Duarte | CA | 09/2022 | Present |
1) Ricardo Rosales' Insurance Agency; Investment-related; 1210 Huntington Dr Unit A Duarte, CA 91010; Other; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 9/1/2022; 80; 80; Service customers and supervise employees
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 2022-01-25 |
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