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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2025-04-25 |
| WY | RA | APPROVED | 2025-02-21 |
| WV | RA | APPROVED | 2024-05-09 |
| AZ | RA | APPROVED | 2024-04-04 |
| WA | RA | APPROVED | 2024-03-21 |
| NV | RA | APPROVED | 2024-01-09 |
| AR | RA | APPROVED | 2023-11-15 |
| DC | RA | APPROVED | 2023-11-15 |
| MD | RA | APPROVED | 2023-11-15 |
| SC | RA | APPROVED | 2023-11-15 |
| NH | RA | APPROVED | 2023-06-07 |
| LA | RA | APPROVED | 2023-04-27 |
| MO | RA | APPROVED | 2023-04-06 |
| AL | RA | APPROVED | 2022-03-31 |
| VA | RA | APPROVED | 2021-10-09 |
| DE | RA | APPROVED | 2021-05-20 |
| NM | RA | APPROVED | 2021-05-12 |
| RI | RA | APPROVED | 2021-05-11 |
| NY | RA | APPROVED | 2021-04-16 |
| OR | RA | APPROVED | 2020-11-20 |
| ME | RA | APPROVED | 2020-10-28 |
| TX | RA | APPROVED_RES | 2020-10-28 |
| MA | RA | APPROVED | 2020-09-09 |
| OH | RA | APPROVED | 2020-03-04 |
| IN | RA | APPROVED | 2020-01-07 |
| PA | RA | APPROVED | 2020-01-06 |
| CA | RA | APPROVED | 2019-02-26 |
| CT | RA | APPROVED | 2019-01-15 |
| GA | RA | APPROVED | 2019-01-10 |
| CO | RA | APPROVED | 2018-12-27 |
| NC | RA | APPROVED | 2018-01-05 |
| IL | RA | APPROVED | 2017-06-08 |
| FL | RA | APPROVED | 2016-08-15 |
| NJ | RA | APPROVED | 2012-03-06 |
Branch Locations
38B Grove Street Unit 1B, Ridgefield, CT 06877 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Cranford | NJ | 09/2007 | 04/2021 |
| Park Avenue Securities Llc | Cranford | NJ | 09/2007 | 04/2021 |
| Guardian Life Insurance Company | Armonk | NY | 04/2021 | 09/2024 |
| Park Avenue Securities | Armonk | NY | 04/2021 | 09/2024 |
| Guardian Life Insurance Company | Ridgefield | CT | 09/2024 | Present |
| Park Avenue Securities | Ridgefiled | CT | 09/2024 | Present |
1. Outside Insurance Non-Guardian Insurance Products Start: 05/10/2011 Address: 1150 Raritan Road, Cranford, NJ 07016 5 bus hrs per month Investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 2010-01-29 |
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