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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-12 |
| DE | RA | APPROVED | 2024-09-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aberdeen Asset Management, Inc. | Philadelphia | PA | 10/2007 | 04/2024 |
| Elkinton Group Property Management | West Chester | PA | 06/2002 | 04/2024 |
| Aberdeen Fund Distributors, Llc | Philadelphia | PA | 07/2008 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wilmington | DE | 07/2024 | Present |
| Bank Of America, N.A. | Wilmington | DE | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-17 |
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