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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-12
DE RA APPROVED 2024-09-23
  • TX RA
    APPROVED
    Since 2024-11-12
  • DE RA
    APPROVED
    Since 2024-09-23

Branch Locations

2951 Centerville Rd, Wilmington, DE 19808 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aberdeen Asset Management, Inc. Philadelphia PA 10/2007 04/2024
Elkinton Group Property Management West Chester PA 06/2002 04/2024
Aberdeen Fund Distributors, Llc Philadelphia PA 07/2008 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wilmington DE 07/2024 Present
Bank Of America, N.A. Wilmington DE 09/2024 Present
  • 10/2007 → 04/2024
    Aberdeen Asset Management, Inc.
    Philadelphia, PA
  • 06/2002 → 04/2024
    Elkinton Group Property Management
    West Chester, PA
  • 07/2008 → Present
    Aberdeen Fund Distributors, Llc
    Philadelphia, PA
  • 07/2024 → Present
    Wilmington, DE
  • 09/2024 → Present
    Bank Of America, N.A.
    Wilmington, DE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-18
S63 Uniform Securities Agent State Law Examination 2008-01-17
  • S65 Uniform Investment Adviser Law Examination
    2024-07-18
  • S63 Uniform Securities Agent State Law Examination
    2008-01-17
Other Names
  • Ryan Meade
  • Ryan Elkinton Meade

View on SEC IAPD

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