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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-09-08 |
| CA | RA | APPROVED | 2017-07-24 |
Branch Locations
500 Silver Spur Rd 3Rd Fl Ste 300, Rolling Hills Estates, CA 90275 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Rolling Hills Estates | CA | 05/2007 | 11/2016 |
| School | Rolling Hills Estates | CA | 01/2005 | Present |
| Wells Fargo Clearing Services, Llc | Rolling Hills Estates | CA | 11/2016 | Present |
RENTAL PROPERTY; INV RELATED; REDONDO BEACH, CA; 50% OWNERSHIP; START 1/21/2016; 4 HOURS PER MONTH, 0 DURING TRADING; OWNER. | BEACH CITIES DEMOCRATES; NOT INV RELATED; REDONDO BEACH, CA; MEMBERSHIP CHAIR; 07/2025; 5 HOURS PER MONTH; 0 DURING TRADING; PROVIDE EDUCATION FOR MEMBERS AND ENDORESEMENTS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-23 |
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