Ryan Patrick O'connor

Employer firm

First Kentucky Securities Corporation CRD 7524

$566M regulatory AUM 1 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
Security ratings or pricing

From the firm’s Form ADV. Read the guides:

Current Employers

First Kentucky Securities Corporation

4360 Brownsboro Road Suite 300, Louisville, KY 40207 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2014-11-19

KY RA
APPROVED

Since 2014-11-19

Branch Locations

4360 Brownsboro Road Suite 300, Louisville, KY 40207 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Kentucky Securities Corp	Louisville	KY	05/2014	08/2019
First Credit Advisors	Louisville	KY	10/2016	Present
First Kentucky Securities Corporation	Louisville	KY	08/2019	Present

05/2014 → 08/2019

First Kentucky Securities Corp

Louisville, KY
10/2016 → Present

First Credit Advisors

Louisville, KY
08/2019 → Present

First Kentucky Securities Corporation

Louisville, KY

Previous Registrations

2009-08-04 → 2014-06-02

Ubs Financial Services Inc.

Louisville, KY

Other Businesses

FINRA Arbitrator- Just received approval- still need to complete training. Unknown at this time about the time commitment or compensation. Willowgate HOA, President of Board of Directors First Kentucky Stock

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-08-03

S66 Uniform Combined State Law Examination

2009-08-03

Designations

Certified Financial Planner

Other Names

Ryan P Oconnor
Ryan Patrick Oconnor

View on SEC IAPD