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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-06-15 |
| IL | RA | APPROVED | 2026-05-18 |
| GA | RA | APPROVED | 2026-04-13 |
| NM | RA | APPROVED | 2026-01-08 |
| IN | RA | APPROVED | 2025-08-18 |
| LA | RA | APPROVED | 2025-08-01 |
| OR | RA | APPROVED | 2025-07-23 |
| AL | RA | APPROVED | 2025-06-24 |
| MS | RA | APPROVED | 2025-04-11 |
| WY | RA | APPROVED | 2025-02-18 |
| ME | RA | APPROVED | 2025-01-22 |
| CO | RA | APPROVED | 2024-09-23 |
| SC | RA | APPROVED | 2024-09-11 |
| WV | RA | APPROVED | 2024-05-09 |
| VA | RA | APPROVED | 2024-04-26 |
| OH | RA | APPROVED | 2024-04-11 |
| AZ | RA | APPROVED | 2024-03-27 |
| WA | RA | APPROVED | 2024-03-19 |
| MA | RA | APPROVED | 2024-01-18 |
| NV | RA | APPROVED | 2023-11-29 |
| MD | RA | APPROVED | 2023-11-02 |
| DC | RA | APPROVED | 2023-09-15 |
| NC | RA | APPROVED | 2023-09-12 |
| CA | RA | APPROVED | 2023-07-24 |
| NH | RA | APPROVED | 2023-05-30 |
| FL | RA | APPROVED | 2023-04-18 |
| TX | RA | APPROVED | 2023-03-13 |
| NY | RA | APPROVED | 2023-01-06 |
| NJ | RA | APPROVED | 2023-01-04 |
| CT | RA | APPROVED | 2022-10-06 |
Branch Locations
38B Grove Street Unit 1B, Ridgefield, CT 06877 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tradition Securities And Derivatives Llc | New York | NY | 07/2006 | 04/2018 |
| Agw Group | Brooklyn | NY | 04/2018 | 05/2022 |
| None | Ridgefield | CT | 05/2022 | 08/2022 |
| Park Avenue Securities | Armonk | NY | 08/2022 | 09/2024 |
| Guardian Life Insurance Company | Armonk | NY | 08/2022 | 09/2024 |
| Guardian Life Insurance Company | Ridgefield | CT | 09/2024 | Present |
| Park Avenue Securities | Ridgefield | CT | 09/2024 | Present |
1. BOLTON HARRY LLC - Member/Manager; Real Estate Investment, Start Date: 7/15/15, Address: 52 Gilbert Street, Ridgefield, CT 06877; 0-3 total hours per month; 0 during normal securities trading hours, Investment Related, No annual compensation, 2) Mookie's Miracle: Board Member-Treasurer Start Date: 02/15/2024, Address: 52 Gilbert Street, Ridgefield, CT 06877; 3 total hours per month; 0 during normal securities trading hours, Not investment Related, No annual compensation, 3) Insurance other than Guardian-Agent, Nature of Business: Insurance products other than those offered through Guardian and its subsidiaries, Start date: 08/15/2025, Address: 38B, Grove Street, Ste 1B, Ridgefield, CT 06877, Duties: provides clients with access to insurance carriers other than Guardian, 1 total hour per month; 1 during securities trading hours, Investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2015-09-18 |
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