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Current Employers
United Planners' Financial Services Of America A Limited Partner

7333 East Doubletree Ranch Rd, Suite 120, Scottsdale, AZ 85258 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2019-10-23
  • WI RA
    APPROVED
    Since 2019-10-23

Branch Locations

2523 W. Folsom Street Suite A1, Eau Claire, WI 54703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bernicke Wealth Management, Ltd. Altoona WI 06/2016 06/2019
Triad Advisors, Inc. Altoona WI 06/2016 06/2019
Unemployed Colfax WI 06/2019 10/2019
Mary Kay Colfax WI 10/2018 09/2020
Zyia Wheeler WI 09/2020 07/2026
Angela Marie Carstens Eau Claire WI 03/2008 Present
  • 06/2016 → 06/2019
    Bernicke Wealth Management, Ltd.
    Altoona, WI
  • 06/2016 → 06/2019
    Triad Advisors, Inc.
    Altoona, WI
  • 06/2019 → 10/2019
    Unemployed
    Colfax, WI
  • 10/2018 → 09/2020
    Mary Kay
    Colfax, WI
  • 09/2020 → 07/2026
    Zyia
    Wheeler, WI
  • 03/2008 → Present
    Angela Marie Carstens
    Eau Claire, WI
Previous Registrations
  • 2012-10-15 → 2019-06-07
    Bernicke Wealth Management, Ltd.
    Altoona, WI
  • 2009-01-02 → 2012-10-16
    Eau Claire, WI
    Saint Petersburg, FL
  • 2008-07-16 → 2009-01-02
    Raymond James Financial Services, Inc.
    Eau Claire, WI
  • 2008-02-15 → 2008-07-16
    Sii Investments, Inc.
    Eau Claire, WI
Other Businesses

1.) DECADES FINANCIAL, LLC - ASSOCIATE - DBA NAME FOR MARKETING PURPOSES ONLY - EAU CLAIRE, WI - SINCE 10/2019 - INVESTMENT RELATED 2.) ANGELA MARIE CARSTENS - INSURANCE AGENT - NON-VARIABLE INSURANCE - EAU CLAIRE, WI - SINCE 03/2008 - INVESTMENT RELATED

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-14
  • S66 Uniform Combined State Law Examination
    2008-02-14
Other Names
  • Angie Maukstad
  • Angela Marie Carstens
  • Angie Carstens
  • Angela Marie Maukstad

View on SEC IAPD

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