Jason Allen Baum

Employer firm

Cwa Asset Management Group CRD 158940

$4.51B regulatory AUM 1,975 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 07/2022
  Rehmann Financial
  Bonita Springs, FL
• 07/2015 → 12/2017
  Royal Alliance
  Naples, FL
• 01/2017 → 07/2022
  Rehmann Financial Network
  Lansing, MI
• 07/2022 → 07/2023
  Mariner Wealth Advisors
  Naples, FL
• 07/2023 → Present
  Cwa Asset Management Group, Llc
  Naples, FL

Previous Registrations

• 2022-07-29 → 2023-07-26
  Mariner
  Naples, FL
• 2015-09-15 → 2022-07-26
  Rehmann Wealth
  Naples, FL
  Lansing, MI
  Bonita Springs, FL
• 2013-07-15 → 2015-07-08
  Ciccarelli Advisory Services Inc
  Naples, FL
• 2013-05-06 → 2015-07-06
  Fsc Securities Corporation
  Naples, FL

Other Businesses

Insurance licensed

Exams

• S66 Uniform Combined State Law Examination
  2012-10-19
• S63 Uniform Securities Agent State Law Examination
  2007-06-22

Designations

• Certified Financial Planner
• Chartered Financial Consultant
• Chartered Financial Analyst