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Jason Allen Baum

Cwa Asset Management Group

Naples, FL

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Current Employers
Cwa Asset Management Group

9130 Galleria Court Third Floor, Naples, FL 34109 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-07-27
  • FL RA
    APPROVED
    Since 2023-07-27

Branch Locations

9130 Galleria Court Third Floor, Naples, FL 34109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rehmann Financial Bonita Springs FL 07/2015 07/2022
Royal Alliance Naples FL 07/2015 12/2017
Rehmann Financial Network Lansing MI 01/2017 07/2022
Mariner Wealth Advisors Naples FL 07/2022 07/2023
Cwa Asset Management Group, Llc Naples FL 07/2023 Present
  • 07/2015 → 07/2022
    Rehmann Financial
    Bonita Springs, FL
  • 07/2015 → 12/2017
    Royal Alliance
    Naples, FL
  • 01/2017 → 07/2022
    Rehmann Financial Network
    Lansing, MI
  • 07/2022 → 07/2023
    Mariner Wealth Advisors
    Naples, FL
  • 07/2023 → Present
    Cwa Asset Management Group, Llc
    Naples, FL
Previous Registrations
Other Businesses

Insurance licensed

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-19
S63 Uniform Securities Agent State Law Examination 2007-06-22
  • S66 Uniform Combined State Law Examination
    2012-10-19
  • S63 Uniform Securities Agent State Law Examination
    2007-06-22
Designations

View on SEC IAPD

Other Firms

TRUIST ADVISORY SERVICES, INC.
WELLS FARGO CLEARING SERVICES, LLC
J.P. MORGAN SECURITIES LLC
SYNOVUS SECURITIES, INC.
LPL FINANCIAL LLC
CAPITAL WEALTH PLANNING, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
NTV FRONTIER MANAGEMENT

Other Investors

JENNIFER ERNA MCMANUS
RUDINA RUCI
SALWA AMEEN
SAEGER CAY OLSEN
MIGUEL ALEJANDRO ALVAREZ
Manuel Espinosa
Ethan Nathaniel Stern
DAVID MATTHEW WHITTAKER

Other Offices

TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL
J.P. MORGAN SECURITIES LLC · NAPLES, FL
SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
CAPITAL WEALTH PLANNING, LLC · NAPLES, FL
AMERIPRISE FINANCIAL SERVICES, LLC · NAPLES, FL

More in Naples, FL

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