Michael D Oberheim

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 12/2016
  Bmo Harris Financial Advisors, Inc
  Woodstock, IL
• 12/2016 → Present
  Lpl Financial, Llc
  Woodstock, IL

Previous Registrations

• 2014-07-08 → 2016-12-15
  Bmo Harris Financial Advisors, Inc.
  Woodstock, IL
  Woodstock, IL
• 2012-10-01 → 2014-07-14
  J.P. Morgan Securities Llc
  Woodstock, IL
  Rockford, IL
• 2010-10-28 → 2012-10-01
  Chase Investment Services Corp.
  Mchenry, IL
  Rockford, IL
  Woodstock, IL
  Woodstock, IL
  Woodstock, IL

Other Businesses

1. 08/25/2023 - Midwest Premier, LLC - Other - Trade Show - Co-Promoter - Not Investment Related - 8800 E Riverside Blvd, Loves Park, IL 61111 - Start Date 10/01/2022 - 40 Hours Per Month/ 0 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-10-27
• S63 Uniform Securities Agent State Law Examination
  2007-06-14