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Michael D Oberheim

LPl Financial LLC

Loves Park, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-10-25
IL RA APPROVED 2016-12-14
  • TX RA
    APPROVED_RES
    Since 2017-10-25
  • IL RA
    APPROVED
    Since 2016-12-14

Branch Locations

6252 E Riverside Blvd, Ste B, Loves Park, IL 61111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Harris Financial Advisors, Inc Woodstock IL 07/2014 12/2016
Lpl Financial, Llc Woodstock IL 12/2016 Present
  • 07/2014 → 12/2016
    Bmo Harris Financial Advisors, Inc
    Woodstock, IL
  • 12/2016 → Present
    Lpl Financial, Llc
    Woodstock, IL
Previous Registrations
  • 2014-07-08 → 2016-12-15
    Bmo Harris Financial Advisors, Inc.
    Woodstock, IL
    Woodstock, IL
  • 2012-10-01 → 2014-07-14
    J.P. Morgan Securities Llc
    Woodstock, IL
    Rockford, IL
  • 2010-10-28 → 2012-10-01
    Chase Investment Services Corp.
    Mchenry, IL
    Rockford, IL
    Woodstock, IL
    Woodstock, IL
    Woodstock, IL
Other Businesses

1. 08/25/2023 - Midwest Premier, LLC - Other - Trade Show - Co-Promoter - Not Investment Related - 8800 E Riverside Blvd, Loves Park, IL 61111 - Start Date 10/01/2022 - 40 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-10-27
S63 Uniform Securities Agent State Law Examination 2007-06-14
  • S65 Uniform Investment Adviser Law Examination
    2010-10-27
  • S63 Uniform Securities Agent State Law Examination
    2007-06-14

View on SEC IAPD

Other Firms

KLAAS FINANCIAL ASSET ADVISORS, LLC.
RAYMOND JAMES & ASSOCIATES, INC.
EDWARD JONES
MML INVESTORS SERVICES, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
DIBENEDETTO & ASSOCIATES LTD
CREATIVE PLANNING
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

CRAIG JARED KLAAS
Morgan Brittni Tegeler
Rachael Clara Herold-Plakut
Nathan Thomas Winslow
LIANE VICTORIA WARCUP
Alyssa M Thom
KYLE A KITE
ERIC JAMES SCHWARTZ

Other Offices

KLAAS FINANCIAL ASSET ADVISORS, LLC. · LOVES PARK, IL
RAYMOND JAMES & ASSOCIATES, INC. · LOVES PARK, IL
LPL FINANCIAL LLC · LOVES PARK, IL
LPL FINANCIAL LLC · LOVES PARK, IL
EDWARD JONES · LOVES PARK, IL
LPL FINANCIAL LLC · ROCKFORD, IL
MML INVESTORS SERVICES, LLC · Rockford, IL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Rockford, IL

More in Loves Park, IL

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