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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2011-10-13 |
Branch Locations
1900 S. Norfolk Street, Suite 350, San Mateo, CA 94403 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2011 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2011 | Present |
1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) NA 1900 S NORFOLK ST, SAN MATEO, CA 94403 , OWNER SINCE 11/23/09, NON INVESTMENT RELATED, 3% YEARLY NON TRADING HOURS.MANAGE RENTAL PROPERTIES. TENANTS NO AFFILIATION WITH ADVISOR. 3) GATEWAY FINANCIAL ADVISORS INC, 1646 N CALIFORNIA BLVD STE 650, WALNUT CREEK, CA 94568. AGENT SINCE 05/26/2011. NOT INVESTMENT RELATED. 10% YEARLY SPENT NONE OF WHICH ARE DURING TRADING HOURS. DUTIES: INSURANCE AGENT 4) FSQUARE TIPDMS SERVICES INC. 1900 S. NORFOLK STREET, SAN MATEO, CA 94403. NOT INVESTMENT RELATED. WORKS 10% YEARLY NONE OF WHICH ARE DURING TRADING HOURS. DUTIES: SALES AND MARKETING HELPING FRIEND IN 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 10/13/2011
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-28 |
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