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Scott Christopher Cantwell

Mml Investors Services, LLC

Horsham, PA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2014-03-24
  • PA RA
    APPROVED
    Since 2014-03-24

Branch Locations

220 Gibraltar Road Suite 350, Horsham, PA 19044-2306 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Horsham PA 06/2013 Present
Mml Investors Services Horsham PA 02/2014 Present
  • 06/2013 → Present
    Mass Mutual Life Insurance Company
    Horsham, PA
  • 02/2014 → Present
    Mml Investors Services
    Horsham, PA
Other Businesses

(1)NAME: SCOTT CANTWELL INV REL: Y ADDR: 220 GIBALTAR RD SUITE 350 HORSHAM PA 19046 NATURE: INDIVIDUAL LIFE, DI, LTC & FIX ANNUITIES POSITION: AGENT START: 08/23/2018 NO HRS: 1 NO HRS DUR TRADING: 0.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-11-22
S63 Uniform Securities Agent State Law Examination 2008-01-11
  • S65 Uniform Investment Adviser Law Examination
    2011-11-22
  • S63 Uniform Securities Agent State Law Examination
    2008-01-11

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