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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-02-08 |
Branch Locations
5461 N University Dr, Ste 104, Coral Springs, FL 33067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | North Haven | CT | 10/2009 | 01/2019 |
| Lpl Financial Llc | Coral Springs | FL | 01/2019 | Present |
1. 2/5/2019 - YAAAD INC - Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 6/2018. 2. 2/14/2019 - Yale Financial Consulting - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 3. 4/26/2021 - Yaada Holdings LLC - Investment Related - 5461 N University Drive #104, Coral Springs, FL 33067 - Real Estate Rental - Start Date: 4/6/2021 - 1 Hours Per Month/0 Hours During Securities Trading - Leasing a couple offices in existing office space.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-19 |
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