Adam Jeffrey Flagg

Current Employers

Employment History

• 03/2012 → 10/2020
  Sigma Financial Corporation
  Ann Arbor, MI
• 03/2012 → 10/2020
  Spc
  Ann Arbor, MI
• 10/2020 → 08/2023
  Cetera Advisor Networks Llc
  El Segundo, CA
• 10/2020 → Present
  Cwm, Llc
  Austin, TX
• 11/2020 → Present
  Collective Advisors
  Austin, TX
• 06/2023 → 08/2023
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2023-06-29 → 2023-08-08
  Cetera Investment Advisers Llc
  Austin, TX
• 2020-10-27 → 2023-06-29
  Cetera Wealth Services, Llc
  El Segundo, CA
  Austin, TX
• 2012-03-09 → 2020-10-28
  Spc
  Ann Arbor, MI
  Ann Arbor, MI
  Austin, TX
  Austin, TX
• 2007-07-17 → 2012-03-13
  Edward Jones
  Austin, TX
  Austin, TX
  St Louis, MO

Other Businesses

NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES NATURE OF BUSINESS: FIXED INSURANCE START DATE: 11/2007 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG-TERM CARE NAME OF OTHER BUSINESS: PRESTIGE INTERNATIONAL INSURANCE LIMITED NATURE OF BUSINESS: CAPTIVE INSURANCE COMPANY START DATE: 7/2019 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: WORK WITH REINSURERS AND GET PAID INSURANCE MANAGEMENT FEES NAME OF OTHER BUSINESS: ELITE HOLDINGS LIMITED NATURE OF BUSINESS: HOLDING COMPANY START DATE: 7/2019 POSITION/TITLE/RELATIONSHIP: PRESIDENT, OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: ACT AS PRESIDENT NAME OF OTHER BUSINESS: ECG FINANCE LLC; NATURE OF BUSINESS: HOLDING COMPANY ; START DATE: 01/2018 ; POSITION/TITLE/RELATIONSHIP: PRESIDENT ; APX NUMBER OF HOURS PER WEEK: 0 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0 ; BRIEF DESCRIPTION OF DUTIES: HOLDING COMPANY FOR EXPENSES AND TAX PURPOSES; NAME OF OTHER BUSINESS: FPA AUSTIN - FINANCIAL PLANNING ASSOCIATION OF AUSTIN; NATURE OF BUSINESS: NON PROFIT; START DATE: 6/2022; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER/ADVOCACY DIRECTOR; APX # OF HRS PER WK: 1; APX # OF HRS DUR TRADING HRS: 1; BRIEF DESCRIPTION OF DUTIES: REMAIN CURRENT ON LAWS AND CHANGE TO INDUSTRY, ADVOCATE AND KEEP MEMBERS INFORMED BUSINESS: CANDLELIGHT RANCH FOUNDATION INC; NATURE OF BUSINESS: NON-PROFIT; START: 05/2023; POSITION: VICE PRESIDENT; APX # OF HRS/WK: 1; APX # OF HRS DUR TRADING HRS: 1; DUTIES: MEET MONTHLY, ATTEND EVENTS & FUNDRAISERS;

Exams

• S66 Uniform Combined State Law Examination
  2007-07-12

Designations