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Patrick James Oconnor

Tiaa-Cref Individual & Institutional Services, LLC

Wheaton, IL

Tinley Park, IL

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-19
IL RA APPROVED 2016-02-08
  • TX RA
    APPROVED_RES
    Since 2025-08-19
  • IL RA
    APPROVED
    Since 2016-02-08

Branch Locations

55 East Loop Road Suite 101, Wheaton, IL 60189 • United States

Tinley Park, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Wheaton IL 01/2016 Present
Tiaa-Cref Individual & Institutional Services, Llc Wheaton IL 01/2016 Present
Previous Registrations
  • 2008-01-28 → 2016-01-21
    Securian Financial Services, Inc.
    Minneapolis, MN
    Chicago, IL
  • 2008-01-28 → 2016-01-21
    Cri Securities, Llc
    Minneapolis, MN
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-09
  • S66 Uniform Combined State Law Examination
    2007-11-09
Other Names
  • Patrick James O'COnnor

View on SEC IAPD

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BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
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BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
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