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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-11-26
  • SC RA
    APPROVED
    Since 2025-11-26

Branch Locations

104-B Commons Blvd, Piedmont, SC 29673 • United States

201B Towers Drive Suite B, Greenwood, SC 29649 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Greenwood SC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Greenwood SC 11/2016 05/2017
Voya Financial Advisors, Inc. Greenwood SC 05/2017 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 11/2025
Cetera Investment Advisers Llc Schaumburg IL 06/2023 11/2025
Osaic Wealth Inc Greenwood SC 11/2025 Present
Previous Registrations
Other Businesses

1. DBA Sanders Wealth Management Employee 2. SANDERS WEALTH MANAGEMENT POSITION: Executive Operations Director NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/26/2017 ADDRESS: 201 B Towers Drive, Greenwood SC 29649, United States DESCRIPTION: Registered Assistant 3.NOTARY PUBLIC POSITION: Notary NATURE: Notary Public. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/26/2025 ADDRESS: 201-B Towers Drive, Greenwood SC 29646, United States DESCRIPTION: Certifying that a person appeared before me and signed a document.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-29
  • S66 Uniform Combined State Law Examination
    2010-10-29
Other Names
  • Suzanne Dunaway
  • Suzanne Stephens Dunaway
  • Andrea Suzanne Stephens

View on SEC IAPD

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