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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2017-09-18 |
Branch Locations
503 A West Butler Road, Greenville, SC 29607 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | Greenville | SC | 07/2011 | Present |
WEALTHBROOK ADVISORS POSITION: Other - agent/representative NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 1 START DATE: 03/31/2003 ADDRESS: 503 A West Butler Rd., Greenville SC 29607, United States DESCRIPTION: I offer fixed insurance products that include ;term insurrance, universal life, long term care, whole life and other fixed products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-05 |
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