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Brian James Mckenna

Hantz Financial Services, Inc.

Maumee, OH

CRD 5334365

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Employer firm

Hantz Financial Services, Inc. CRD 46047

$10.0B regulatory AUM 1,861 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hantz Financial Services, Inc.

26200 American Drive Fifth Floor, Southfield, MI 48034 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-09-07
WA RA APPROVED 2016-01-27
ID RA APPROVED 2016-01-13
IN RA APPROVED 2012-01-03
MI RA APPROVED 2011-02-02
OH RA APPROVED 2010-11-08
  • TX RA
    APPROVED_RES
    Since 2016-09-07
  • WA RA
    APPROVED
    Since 2016-01-27
  • ID RA
    APPROVED
    Since 2016-01-13
  • IN RA
    APPROVED
    Since 2012-01-03
  • MI RA
    APPROVED
    Since 2011-02-02
  • OH RA
    APPROVED
    Since 2010-11-08

Branch Locations

1540 S. Holland-Sylvania, Maumee, OH 43537 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hantz Financial Services, Inc. Southfield MI 05/2007 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-04-30
S63 Uniform Securities Agent State Law Examination 2007-07-21
  • S65 Uniform Investment Adviser Law Examination
    2010-04-30
  • S63 Uniform Securities Agent State Law Examination
    2007-07-21

View on SEC IAPD

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