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Travis John Gingras

Unique Wealth, LLC

Tampa, FL

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Current Employers
Unique Wealth, Llc

4830 W Kennedy Blvd Ste 100, Tampa, FL 33609 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-06-15
  • FL RA
    APPROVED
    Since 2021-06-15

Branch Locations

4830 W Kennedy Blvd Ste 100, Tampa, FL 33609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charter Oak Insurance And Financial Services Norwalk CT 10/2008 08/2018
Curtis Parry Tampa FL 09/2018 03/2021
Northwestern Mutual Investment Services Llc Tampa FL 09/2018 12/2019
Unique Wealth, Llc Tampa FL 03/2021 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-09-30
S66 Uniform Combined State Law Examination 2007-07-12
  • S65 Uniform Investment Adviser Law Examination
    2015-09-30
  • S66 Uniform Combined State Law Examination
    2007-07-12
Designations
Other Names
  • Travis Gingras
  • Travis John Gingras

View on SEC IAPD

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