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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2017-10-24
CA RA APPROVED 2017-10-23
FL RA APPROVED 2017-10-23
TX RA APPROVED_RES 2017-09-22
IL RA APPROVED 2016-03-24
MI RA APPROVED 2014-08-04
  • GA RA
    APPROVED
    Since 2017-10-24
  • CA RA
    APPROVED
    Since 2017-10-23
  • FL RA
    APPROVED
    Since 2017-10-23
  • TX RA
    APPROVED_RES
    Since 2017-09-22
  • IL RA
    APPROVED
    Since 2016-03-24
  • MI RA
    APPROVED
    Since 2014-08-04

Branch Locations

1460 Walton Blvd Ste 65, Rochester Hills, MI 48309-1729 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Canyon Realty Llc Pontiac MI 04/2007 Present
Lpl Financial Llc Rochester Hills MI 07/2014 Present
  • 04/2007 → Present
    Canyon Realty Llc
    Pontiac, MI
  • 07/2014 → Present
    Rochester Hills, MI
Previous Registrations
Other Businesses

(1) 07/18/2014: DDR Wealth Advisors LLC - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Lines offered: Life, Disability, Income, LTC, and Fixed annuities. Both Group and Individual. (2) 07/18/2014: Canyon Realty LLC - Real Estate Agent - Not Investment Related - At Reported Business Location(s) - 2% Time Spent - Agent. Real Estate Sales Referrals. (3) 06/22/2016: DDR Wealth Advisors LLC - DBA for LPL Business (entity for LPL business) - Investment Related - 30600 Telegraph Road, Suite 3110, Bingham Farms, MI 48025 - Start 06/20/2016 - 5 Hr/Mo; 5 Hour(s) During Securities Trading (4) 11/18/2021 - Michigan Pension Group - 15 Capital Ave NE, Suite 225, Battle Creek, MI 49017 - Third Party Administrator (TPA) - Started 12/01/2021 - 6 Hours Per Month During Securities Trading - 50% owner of the TPA. Supervise staff and selling new business for TPA. (5) 11/18/2021 - Benefit Plan Services - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Owner - Started 12/01/2021 - 2 Hours Per Month During Securities Trading. 6) 02/20/2025 - Loughridge Castle LLC - Not Investment Related - Real Estate Rental - Cedar MI - Start Date:02/11/2025 - 1 Hrs/Mth - 1 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-04-05
S63 Uniform Securities Agent State Law Examination 2007-08-17
  • S65 Uniform Investment Adviser Law Examination
    2010-04-05
  • S63 Uniform Securities Agent State Law Examination
    2007-08-17

View on SEC IAPD

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