Nicholas George Tsiakilos

Current Employers

Sharebuilder 401K

801 Second Ave Suite 1400, Seattle, WA 98104 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2019-08-02

WA RA
APPROVED

Since 2019-08-02

Branch Locations

801 Second Ave Suite 1400, Seattle, WA 98104 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ing Direct Investing, Inc.	Seattle	WA	08/2008	06/2019
Sharebuilder 401K	Seattle	WA	07/2019	Present

08/2008 → 06/2019

Ing Direct Investing, Inc.

Seattle, WA
07/2019 → Present

Sharebuilder 401K

Seattle, WA

Previous Registrations

2011-03-28 → 2019-08-01

Capital One Advisors, Llc

Mclean, VA

Seattle, WA
2007-08-27 → 2008-08-28

Msi Financial Services, Inc.

Bellevue, WA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-08-13

S66 Uniform Combined State Law Examination

2007-08-13

Other Names

Nick Tsiakilos
Nicholas Tsiakilos
Nicholas George Tsiakilos
Nicholas George Tsiakilos

View on SEC IAPD

Current Employers

Sharebuilder 401K

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews