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David B Molter

Osaic Wealth, Inc.

Scottsdale, AZ

Holbrook , NY

CRD 5333513

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-10-11
NY RA APPROVED 2024-10-11
  • CA RA
    APPROVED
    Since 2024-10-11
  • NY RA
    APPROVED
    Since 2024-10-11

Branch Locations

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • UNITED STATES

4250 Veterans Memorial Highway Suite 420, Holbrook , NY 11741 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Portfolios Financial Services, Inc. Holbrook NY 06/2014 10/2024
Osaic Wealth, Inc. Scottsdale AZ 10/2024 Present
  • 06/2014 → 10/2024
    American Portfolios Financial Services, Inc.
    Holbrook, NY
  • 10/2024 → Present
    Osaic Wealth, Inc.
    Scottsdale, AZ
Previous Registrations
  • 2014-07-22 → 2024-10-11
    American Portfolios Advisors, Inc
    Holbrook, NY
  • 2012-08-20 → 2014-06-24
    Morgan Stanley
    Purchase, NY
    New York, NY
  • 2009-02-24 → 2012-06-18
    American Portfolios Advisors, Inc
    Holbrook, NY
Other Businesses

DJ-STARTED IN 2006. 5-10 HOURS DEVOTED PER MONTH, ZERO HOURS DURING MARKET HOURS. NOT SECURITIES RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-23
  • S66 Uniform Combined State Law Examination
    2009-02-23

View on SEC IAPD

Nearby Firms

BRIDGELIGHT CAPITAL LLC
MERCER GLOBAL ADVISORS INC.
LPL FINANCIAL LLC

Nearby Investors

GARY TODD STRINGER
SHAUN ELIZABETH BRACKEN
KENNETH ROY BLACKBURN

Nearby Offices

BRIDGELIGHT CAPITAL LLC · SCOTTSDALE, AZ
MERCER GLOBAL ADVISORS INC. · Scottsdale, AZ
LPL FINANCIAL LLC · SCOTTSDALE, AZ

More in Scottsdale, AZ

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