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Current Employers
Merit Financial Advisors

2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-03
  • TX RA
    APPROVED
    Since 2025-10-03

Branch Locations

2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States

15721 Park Row Blve Suite 205, Houston, TX 77084 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Empower Retirement Denver CO 03/2019 01/2022
Mml Distributors, Llc Irvine CA 05/2019 01/2021
My Benefits, Llc & First Party Administrator, Llc Atlanta GA 03/2018 03/2019
Insperity Retirement Services Kingwood TX 11/2017 03/2018
Alliance Benefit Group Of Houston, Inc. Houston TX 04/2014 11/2017
Gwfs Equities, Inc. Enfield CT 01/2021 01/2022
American United Life Montgomery TX 09/2022 10/2024
Oneamerica Securities Montgomery TX 10/2022 10/2024
Unemployed Montgomery TX 02/2022 08/2022
Commonwealth Financial Network San Diego CA 11/2024 08/2025
Global Wealth Advisors Lewisville TX 11/2024 08/2025
Merit Financial Group Dba Merit Financial Advisors Angelton TX 08/2025 Present
Purshe Kaplan Sterling Investments Albany NY 08/2025 Present
  • 03/2019 → 01/2022
    Empower Retirement
    Denver, CO
  • 05/2019 → 01/2021
    Mml Distributors, Llc
    Irvine, CA
  • 03/2018 → 03/2019
    My Benefits, Llc & First Party Administrator, Llc
    Atlanta, GA
  • 11/2017 → 03/2018
    Insperity Retirement Services
    Kingwood, TX
  • 04/2014 → 11/2017
    Alliance Benefit Group Of Houston, Inc.
    Houston, TX
  • 01/2021 → 01/2022
    Gwfs Equities, Inc.
    Enfield, CT
  • 09/2022 → 10/2024
    American United Life
    Montgomery, TX
  • 10/2022 → 10/2024
    Oneamerica Securities
    Montgomery, TX
  • 02/2022 → 08/2022
    Unemployed
    Montgomery, TX
  • 11/2024 → 08/2025
    Commonwealth Financial Network
    San Diego, CA
  • 11/2024 → 08/2025
    Global Wealth Advisors
    Lewisville, TX
  • 08/2025 → Present
    Merit Financial Group Dba Merit Financial Advisors
    Angelton, TX
  • 08/2025 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
Other Businesses

1.) Merit Financial Group DBA Merit Financial Advisors. Investment Related. At Registered Location. RIA. IAR. 8/2025. 160. 160. Service clients. 2.) NS Commercial & Residential Group, Inc. DBA SAGERIVER Realty. Non-Investment Related. 2001 Timberloch Place The Woodlands TX, 77380. Real Estate Sales. Owner. 3/2019. 40. 5. Seller and buyer representation for real estate transactions. 3.) Uplift Transaction Solutions. Non-Investment Related. 2001 Timberloch Place The Woodlands TX, 77380. Real Estate Sales. Owner. 5/2025. 0. 0. I am a 51% owner of the entity created. I won't be involved in the day-to-day management. The business is created to provide adminstrative support for Texas real estate agents and brokerages. 4.) United Against Human Trafficking (UAHT). 5506 Lawndale Houston TX, 77023. Charitable/ Non-Profit Organization. Board Member. 6/2025. 2. 0. Advisor to the CEO as she develops and implements UAHT's strategic plan. Review outcomes/metrics created by UAHT for evaluating its impact, & regularly measuring. Approve annual budget. Review annual performance of the CEO. Participate in events. 5.) House of Seiren LLC. Non-Investment Related. 4834 Honea Egypt Rd Montgomery TX, 77316. Online Store. Owner. 2/2020. 0. 0. Online Clothing Retail - The business is inactive

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-03
  • S66 Uniform Combined State Law Examination
    2025-10-03
Other Names
  • Nicole Latrice Kubaiko
  • Nicole Latrice Smith
  • Nikki Smith
  • Nicole Latrice Davis
  • Nicole Smith

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