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2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-03 |
Branch Locations
2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States
15721 Park Row Blve Suite 205, Houston, TX 77084 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Empower Retirement | Denver | CO | 03/2019 | 01/2022 |
| Mml Distributors, Llc | Irvine | CA | 05/2019 | 01/2021 |
| My Benefits, Llc & First Party Administrator, Llc | Atlanta | GA | 03/2018 | 03/2019 |
| Insperity Retirement Services | Kingwood | TX | 11/2017 | 03/2018 |
| Alliance Benefit Group Of Houston, Inc. | Houston | TX | 04/2014 | 11/2017 |
| Gwfs Equities, Inc. | Enfield | CT | 01/2021 | 01/2022 |
| American United Life | Montgomery | TX | 09/2022 | 10/2024 |
| Oneamerica Securities | Montgomery | TX | 10/2022 | 10/2024 |
| Unemployed | Montgomery | TX | 02/2022 | 08/2022 |
| Commonwealth Financial Network | San Diego | CA | 11/2024 | 08/2025 |
| Global Wealth Advisors | Lewisville | TX | 11/2024 | 08/2025 |
| Merit Financial Group Dba Merit Financial Advisors | Angelton | TX | 08/2025 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 08/2025 | Present |
1.) Merit Financial Group DBA Merit Financial Advisors. Investment Related. At Registered Location. RIA. IAR. 8/2025. 160. 160. Service clients. 2.) NS Commercial & Residential Group, Inc. DBA SAGERIVER Realty. Non-Investment Related. 2001 Timberloch Place The Woodlands TX, 77380. Real Estate Sales. Owner. 3/2019. 40. 5. Seller and buyer representation for real estate transactions. 3.) Uplift Transaction Solutions. Non-Investment Related. 2001 Timberloch Place The Woodlands TX, 77380. Real Estate Sales. Owner. 5/2025. 0. 0. I am a 51% owner of the entity created. I won't be involved in the day-to-day management. The business is created to provide adminstrative support for Texas real estate agents and brokerages. 4.) United Against Human Trafficking (UAHT). 5506 Lawndale Houston TX, 77023. Charitable/ Non-Profit Organization. Board Member. 6/2025. 2. 0. Advisor to the CEO as she develops and implements UAHT's strategic plan. Review outcomes/metrics created by UAHT for evaluating its impact, & regularly measuring. Approve annual budget. Review annual performance of the CEO. Participate in events. 5.) House of Seiren LLC. Non-Investment Related. 4834 Honea Egypt Rd Montgomery TX, 77316. Online Store. Owner. 2/2020. 0. 0. Online Clothing Retail - The business is inactive
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-03 |
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