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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-05-06
WA RA APPROVED 2008-04-22
  • TX RA
    APPROVED_RES
    Since 2014-05-06
  • WA RA
    APPROVED
    Since 2008-04-22

Branch Locations

401 Union St, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Seattle WA 12/2007 Present
Bank Of America, N.A. Seattle WA 07/2011 Present
Other Businesses

I*2554For profit or not for profit: Governmental or Public Purpose EntityName of outside business organization: Washington State UniversityInvestment related: NAddress of business:Pullman, Washington 99164Nature of business: College of Business National Board of Advisors,Position, title, association: NBoA - Finance Degree Programs, Start date of relationship: 5/8/2018Number of hours devoted: 40 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Invited by my alma mater to be on the boardI*134088For profit or not for profit: For-Profit OrganizationName of outside business organization: Kindred FloralInvestment related: NAddress of business:Seattle, Washington 98115Nature of business: LLC,Position, title, association: Consultant, Start date of relationship: 1/1/2021Number of hours devoted: 10 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: My wife current has a sole proprietorship that will convert to LLC and given the recent nuptials I may have a non-paid role in assisting on occasion. It is a floral arrangement business. And we may purchase floral arrangements as gifts for clients.I*3102265Entity Type: Entity For ProfitName of OBA: MC.NW LLCAddress: Seattle, Washington, 98112Investment Related: NoPosition, Title, Association: General Partner/Managing MemberEmployee Start Date: 05/17/2023Number of Hours: 0, YearlyNumber of Hours during trading: 0, YearlyDuties: hold financial assets none I*3102264 Entity Type: Entity For Profit Name of OBA: ML.NW LLC Address: Seattle, Washington, 98112 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 05/15/2023 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Family assets and estate planning None, ownership structure for financial planning

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-18
S63 Uniform Securities Agent State Law Examination 2007-07-11
  • S66 Uniform Combined State Law Examination
    2008-04-18
  • S63 Uniform Securities Agent State Law Examination
    2007-07-11
Other Names
  • Matthew James Vanbeek
  • Matt J Vanbeek
  • Matthew J Vanbeek

View on SEC IAPD

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