Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-05-06 |
| WA | RA | APPROVED | 2008-04-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seattle | WA | 12/2007 | Present |
| Bank Of America, N.A. | Seattle | WA | 07/2011 | Present |
I*2554For profit or not for profit: Governmental or Public Purpose EntityName of outside business organization: Washington State UniversityInvestment related: NAddress of business:Pullman, Washington 99164Nature of business: College of Business National Board of Advisors,Position, title, association: NBoA - Finance Degree Programs, Start date of relationship: 5/8/2018Number of hours devoted: 40 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Invited by my alma mater to be on the boardI*134088For profit or not for profit: For-Profit OrganizationName of outside business organization: Kindred FloralInvestment related: NAddress of business:Seattle, Washington 98115Nature of business: LLC,Position, title, association: Consultant, Start date of relationship: 1/1/2021Number of hours devoted: 10 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: My wife current has a sole proprietorship that will convert to LLC and given the recent nuptials I may have a non-paid role in assisting on occasion. It is a floral arrangement business. And we may purchase floral arrangements as gifts for clients.I*3102265Entity Type: Entity For ProfitName of OBA: MC.NW LLCAddress: Seattle, Washington, 98112Investment Related: NoPosition, Title, Association: General Partner/Managing MemberEmployee Start Date: 05/17/2023Number of Hours: 0, YearlyNumber of Hours during trading: 0, YearlyDuties: hold financial assets none I*3102264 Entity Type: Entity For Profit Name of OBA: ML.NW LLC Address: Seattle, Washington, 98112 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 05/15/2023 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Family assets and estate planning None, ownership structure for financial planning
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-11 |
Reach out to this advisor