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Louis Philip Ashamallah

LPl Financial LLC

Thousand Oaks, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-04-24
  • CA RA
    APPROVED
    Since 2023-04-24

Branch Locations

555 Marin St Ste 140, Thousand Oaks, CA 91360 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Woodland Hills CA 08/2014 04/2023
Lpl Financial Llc Thousand Oaks CA 04/2023 Present
  • 08/2014 → 04/2023
    Ameriprise Financial Services, Inc.
    Woodland Hills, CA
  • 04/2023 → Present
    Thousand Oaks, CA
Previous Registrations
Other Businesses

1. 04/10/2024 - No Business Name - Inv Related - Westlake village, CA - Real Estate Rental - Started: 5/8/2024 - 4 Hrs/mo; 0 Hr During Trading. 2. 01/29/2026 - Louis Ashamallah Financial Services - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business location(s) - Start Date 01/23/2026 - 0 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-11
  • S66 Uniform Combined State Law Examination
    2007-07-11
Designations

View on SEC IAPD

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