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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-20
  • NY RA
    APPROVED
    Since 2021-04-20

Branch Locations

107 Northern Blvd. Ste. 304, Great Neck, NY 11021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Securities Corporation Flushing NY 11/2013 01/2021
Cambridge Investment Research, Inc Fairfield IA 01/2021 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 01/2021 Present
Previous Registrations
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 01/04/21 2) PREMIER TAX PLANNING, 107 NORTHERN BLVD, STE 304, GREAT NECK, NY, CPA/ENROLLED AGENT/TAX PREP/ACCOUNTING SERVICES, 01/04/21, NIR, 800 HR/YR- 6.5 TRADING HR. 3) PREMIER WEALTH / 107 NORTHERN BLVD, STE 304, GREAT NECK NY 11021 / 01/06/2021 / INV REL / INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES / 1 HR/MO - 1 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-21
  • S66 Uniform Combined State Law Examination
    2007-11-21

View on SEC IAPD

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