Dung Tien Huynh

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 12/2017
  E*Trade Securities Llc
  Los Angeles, CA
• 12/2017 → 01/2018
  E*Trade Capital Management Llc
  Los Angeles, CA
• 12/2017 → 01/2018
  E*Trade Securities Llc
  Los Angeles, CA
• 10/2015 → 12/2017
  E*Trade Capital Management Llc
  Los Angeles, CA
• 01/2018 → 10/2019
  E*Trade Securities Llc
  Alpharetta, GA
• 01/2018 → 10/2019
  E*Trade Capital Management, Llc
  Alpharetta, GA
• 10/2019 → 02/2020
  E*Trade Securities Llc
  Alpharetta, GA
• 10/2019 → 02/2020
  E*Trade Capital Management, Llc
  Alpharetta, GA
• 02/2020 → 07/2020
  E*Trade Securities Llc
  Alpharetta, GA
• 02/2020 → 07/2020
  E*Trade Capital Management Llc
  Alpharetta, GA
• 07/2020 → 06/2022
  Lpl Financial Llc
  Atlanta, GA
• 07/2020 → 09/2022
  Wealth Enhancement Advisory Services, Llc
  Atlanta, GA
• 07/2020 → 09/2022
  Wealth Enhancement Group
  Atlanta, GA
• 07/2020 → 09/2022
  Wealth Enhancement Brokerage Services
  Atlanta, GA
• 07/2024 → 01/2025
  Arete Wealth Management
  Chicago, IL
• 10/2022 → 03/2026
  My Transformation Expert
  Alpharetta, GA
• 07/2024 → 01/2025
  Arete Wealth Advisors
  Chicago, IL
• 04/2026 → Present
  Empower Financial Services, Inc
  Greenwood Village, CO
• 04/2026 → Present
  Empower Advisory Group, Llc
  Greenwood Village, CO

Previous Registrations

• 2024-07-25 → 2025-01-10
  Arete Wealth Advisors, Llc
  Alpharetta, GA
  Chicago, IL
• 2020-09-09 → 2022-09-16
  Wealth Enhancement Advisory Services, Llc
  Atlanta, GA
  Plymouth, MN
• 2015-10-20 → 2020-07-21
  Harrisdirect Llc
  Los Angeles, CA
  Arlington, VA
  Alpharetta, GA
• 2010-02-17 → 2015-10-08
  Arete Wealth Advisors, Llc
  Chicago, IL
  Beverly Hills, CA
• 2009-06-01 → 2010-03-08
  Morgan Stanley
  Chicago, IL
• 2007-08-01 → 2009-06-01
  Citigroup Global Markets Inc.
  Chicago, IL

Other Businesses

1) the name of the other business: The Dream Factory of Georgia whether the business is investment-related; non the address of the other business; 7400 New LaGrange Rd., Suite 310 Louisville, KY 40222 the nature of the other business; non profit wish granting organization dedicated to granting dreams to kids with chronic and critical illnesses your position; President title, or relationship with the other business; President and Founder of the local chapter for Georgia the start date of your relationship; approximately 8/24 the approximate number of hours/month you devote to the other business; 10 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; manage all affairs of the local chapter eg run board meetings, dream selection, etc. 2) the name of the other business; Children's Healthcare of Atlanta Tech Advisory Committee whether the business is investment-related; non the address of the other business; 2220 North Druid Hills Road NE Atlanta, GA 30329 the nature of the other business; treating sick children your position; Committee/board member title, or relationship with the other business; Committee/board member the start date of your relationship; 1/26 the approximate number of hours/month you devote to the other business; 8 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; advise the CIO on tech issues eg cybersecurity, AI adoption, etc.

Exams

• S66 Uniform Combined State Law Examination
  2007-07-18

Other Names

• Bobby Huynh
• Robert Huynh
• Dung Tien Huynh
• Dung Huynh