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Current Employers
Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2026-03-16
RI RA APPROVED 2021-03-24
MA RA APPROVED 2020-10-28
TX RA APPROVED 2020-10-22
  • NH RA
    APPROVED
    Since 2026-03-16
  • RI RA
    APPROVED
    Since 2021-03-24
  • MA RA
    APPROVED
    Since 2020-10-28
  • TX RA
    APPROVED
    Since 2020-10-22

Branch Locations

1900 West Park Drive, Ste. 280, Westborough, MA 01581 • United States

225 Dyer St., 2Nd Floor, Providence, RI 02903 • United States

14600 Branch St., Omaha, NE 68154 • United States

130 Turner Street, Bldg #3 Suite 620, Waltham, MA 02453 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Msi Financial Services, Inc. Wellesley MA 08/2016 03/2017
Mml Investors Services, Llc Wellesley MA 03/2017 10/2020
Massmutual Life Insurance Co Wellesley MA 08/2016 10/2020
Cwm, Llc Omaha NE 10/2020 Present
Boston Retirment Group, Llc Waltham MA 08/2016 Present
  • 08/2016 → 03/2017
    Msi Financial Services, Inc.
    Wellesley, MA
  • 03/2017 → 10/2020
    Wellesley, MA
  • 08/2016 → 10/2020
    Massmutual Life Insurance Co
    Wellesley, MA
  • 10/2020 → Present
    Omaha, NE
  • 08/2016 → Present
    Boston Retirment Group, Llc
    Waltham, MA
Previous Registrations
  • 2017-03-25 → 2020-10-26
    Needham, MA
  • 2016-08-22 → 2018-02-01
    Wellesley, MA
    Overland Park,, KS
  • 2016-08-10 → 2017-03-25
    Msi Financial Services, Inc.
    Wellesley, MA
  • 2015-03-16 → 2016-08-15
    Lexington, MA
    Waltham, MA
  • 2015-02-17 → 2016-07-11
    Alpha Pension Group, Inc., A Hub International Company
    Boston, MA
Other Businesses

1.NAME OF BUSINESS: Wayland Public School Foundation NATURE: Foundation START: 9/1/2022 POSITION: Board of Directors Investment APPX. HRS/MONTH: 2 % APPX HRS/MONTH DURING TRADING HOURS: 0 DUTIES: Report the investment performance to the Board so they can determine how much to allocate to current year grants. 2.FIXED INSURANCE NATURE: Insurance START: 01/01/2022 APPX. HRS/MONTH: 10 % APPX HRS/MONTH DURING TRADING HOURS: 1 POSITION: INSURANCE AGENT DUTIES: Sells Life, Health, Disability, Annuities & LTC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-12
S63 Uniform Securities Agent State Law Examination 2007-10-20
  • S66 Uniform Combined State Law Examination
    2015-02-12
  • S63 Uniform Securities Agent State Law Examination
    2007-10-20
Other Names
  • Douglas L Paddan
  • Douglas L Padden

View on SEC IAPD

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