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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-11-17
FL RA APPROVED 2010-10-22
  • TX RA
    APPROVED_RES
    Since 2015-11-17
  • FL RA
    APPROVED
    Since 2010-10-22

Branch Locations

15 2Nd St / 15 Calle 2, Guaynabo, PR 00968 • United States

200 S Biscayne Blvd, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691) Guaynabo PR 06/2010 Present
Bank Of America, N.A. Guaynabo PR 07/2011 Present
  • 06/2010 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691)
    Guaynabo, PR
  • 07/2011 → Present
    Bank Of America, N.A.
    Guaynabo, PR
Other Businesses

I*1372301 For profit or not for profit: Entity Charitable Name of outside business organization: Fundacion Rimas. Investment related: N Address of business: San Juan, PR 00911 Nature of business: Charitable Organization Position, title, association: Board Member Start date of relationship: 7/5/2023 Number of hours devoted: 4 hrs Mthly Number of hours devoted during trading hours: 2 Duties: , Fundacion Rimas aims to promote and develop positive change in sectors of the population with limited economic resources. My responsibility will be as Board member: to set strategic goals and provide oversight. All decisions are group based (i.e. not individually) I*: 2096274 Entity Type: Entity Charitable Name of OBA: Sauce for a Cause, Inc Address: San Juan, PR 00918 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 11/18/2024 Number of Hours: 2 hrs wkly Number of Hours during trading: 0 Duties: Economic, social and community development. I will serve as Secretary.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-20
  • S66 Uniform Combined State Law Examination
    2010-10-20
Other Names
  • Hector Gonzalez Colon

View on SEC IAPD

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