Johnny Alfonso Ceballos

Employer firm

Golden State Wealth Management, LLC CRD 167995

$2.22B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → Present
  Lpl Financial, Llc
  Yuba City, CA
• 08/2016 → Present
  Golden State Wealth Management, Llc
  Yuba City, CA

Previous Registrations

• 2011-01-21 → 2016-08-25
  Edward Jones
  Yuba City, CA
• 2009-01-02 → 2012-01-09
  Raymond James Financial Services Advisors, Inc
  Chico, CA
• 2007-11-20 → 2009-01-02
  Raymond James Financial Services, Inc.
  Roseville, CA

Other Businesses

1. 8/24/2016: Rental Property - Real Estate Rental - Not Investment Related - 931 Kentucky Street, Gridley CA 95948 - Start 06/01/2012 - 5% Time Spent 2. 8/24/2016: GOLDEN STATE WEALTH MANAGEMENT,LLC - Registered Investment Advisor Hybrid - Investment Related - 19800 MacArthur Blvd. #855, Irvine, CA 92612 - Start 06/02/2016 - 160 Hr/Mo; 40 Hours During Securities Trading; 100% Time Spent - IAR 3. 8/24/2016: GOLDEN STATE WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment Related - 19800 MacArthur Blvd. #855, Irvine, CA 92612 - Start 06/02/2016 - 160 Hr/Mo; 40 Hours During Securities Trading; 100% Time Spent 4. 9/9/2016: Golden State Wealth Management, LLC - Registered Investment Advisor DBA - DBA: Cornerstone Financial - Investment Related - At Reported Business Location(s) - Start 09/01/2016 - 100% Time Spent 5. 9/9/2016: Jehovah Jireh LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - 10703 Irene Way Live Oak, CA - Start 09/01/2016 - 1% Time Spent 6. 9/9/2016: Cornerstone Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start 09/01/2016 - 100% Time Spent. 7. 11/27/2018 - BGA Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/01/2018 - 36 Hours Per Month/0 Hours During Securities Trading - Fixed insurance. 8. 05/10/2024 - Gridley High School - Not Investment Related - 300 E Spruce St, Gridley, CA 95948 - Assistant Varsity Softball Coach - start date 510/2024 - 15 hours per month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2007-11-01

Designations

• Certified Financial Planner

Other Names

• Johnny Alfonso Ceballos
• Johnny Alfonso Ceballos