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Chris Pina

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Salt Lake City, UT

South Jordan, UT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-10-17
UT RA APPROVED 2011-04-11
  • TX RA
    APPROVED_RES
    Since 2014-10-17
  • UT RA
    APPROVED
    Since 2011-04-11

Branch Locations

1100 E 6600 S, Salt Lake City, UT 84121 • United States

South Jordan, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Salt Lake City UT 01/2011 Present
Bank Of America, N.A. Salt Lake City UT 05/2011 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-08
  • S66 Uniform Combined State Law Examination
    2011-04-08
Other Names
  • Christopher Roberts Pina
  • Christopher Roberts Pina
  • Christopher Pina

View on SEC IAPD

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