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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-02 |
| NH | RA | APPROVED | 2016-04-26 |
Branch Locations
1 Harbour Place Suite 125, Portsmouth, NH 03801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Federal Savings Bank | Dover | NH | 04/2007 | Present |
| Lpl Financial Llc | Dover | NH | 12/2010 | Present |
| Morgan Stanley | Portsmouth | NH | 03/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 2011-04-25 |
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