Stephen R Holt

Current Employers

Employment History

• 10/2007 → Present
  Premier Planning Group
  Annapolis, MD
• 10/2013 → 09/2019
  Summit Brokerage Services Inc
  Annapolis, MD
• 10/2013 → 05/2021
  Summit Financial Group Inc
  Annapolis, MD
• 09/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2013-10-16 → 2021-05-20
  Summit Financial Group Inc
  Annapolis, MD
  Towson, MD
• 2012-11-12 → 2013-11-15
  Cambridge Investment Research Advisors, Inc.
  Annapolis, MD
• 2009-08-18 → 2012-11-26
  Osaic Fs, Inc.
  Annapolis, MD

Other Businesses

(1) NAME OF OTHER BUSINESS: PREMIER PLANNING GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 10/2007 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER DISABILITY, LONG TERM CARE AND LIFE INSURANCE TO INDIVIDUALS AND BUSINESS OWNERS (2) NAME OF OTHER BUSINESS: PREMIER PLANNING GROUP, INC. DBA PREMIER PLANNING WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 10/2019 POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: LIFE & ANNUITY PROCESSING; CASE MANAGEMENT (3) NAME OF OTHER BUSINESS: ANNE ARUNDEL COUNTY ESTATE PLANNING COUNCIL INVESTMENT RELATED: NO ADDRESS: 914 BAY RIDGE RD, STE 220, ANNAPOLIS, MD 21043 NATURE OF BUSINESS: CHARITY; NON-PROFIT START DATE: 08/2016 POSITION/TITLE/RELATIONSHIP: EXECUTIVE PLANNING COMMITTEE MEMBER APX NUMBER OF HOURS PER WEEK: <1 APX NUMBER OF HOURS DURING TRADING HOURS: <1 BRIEF DESCRIPTION OF DUTIES: FACILITATE GROWTH OF THE ORGANIZATION, HELP PLAN MEMBERSHIP EVENTS (4) NAME OF OTHER BUSINESS: MARYLAND SPORTSMAN FOUNDATION INVESTMENT RELATED: NO ADDRESS: P.O. BOX 6395, ELLICOT CITY, MD 21042 NATURE OF BUSINESS: CHARITY; NON-PROFIT START DATE: 08/2016 POSITION/TITLE/RELATIONSHIP: EXECUTIVE PLANNING COMMITTEE MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: <1 BRIEF DESCRIPTION OF DUTIES: MEET TO DISCUSS WAY OF BUILDING OUR GROUP, INCREASING MEMBERSHIP, AND HAVING A POLITICAL IMPACT FOR MARYLAND SPORTSMAN (5) NAME OF OTHER BUSINESS: COMMUNITY FOUNDATION OF ANNE ARUNDEL COUNTY INVESTMENT RELATED: NO ADDRESS: 914 BAY RIDGE RD, STE 220, ANNAPOLIS, MD 21043 NATURE OF BUSINESS: CHARITY; NON-PROFIT START DATE: 08/2016 POSITION/TITLE/RELATIONSHIP: ASSET MANAGEMENT COMMITTEE MEMBER APX NUMBER OF HOURS PER WEEK: <1 APX NUMBER OF HOURS DURING TRADING HOURS: <1 BRIEF DESCRIPTION OF DUTIES: HELP OVERSEE AND PROVIDE INSIGHT AND INPUT REGARDING THE INVESTMENT ACCOUNT OF THE ORGANIZATION (6) NAME OF OTHER BUSINESS: FRIENDS OF THE ANNAPOLIS SYMPHONY ORCHESTRA INVESTMENT RELATED: NO ADDRESS: 801 CHASE ST, SUITE 204, ANNAPOLIS, MD 21401 NATURE OF BUSINESS: NON-PROFIT START DATE: 11/2019 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: <1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: MANAGE THE ORGANIZATION ; (7) NAME OF OTHER BUSINESS: ANNE ARUNDEL COUNTY PUBLIC LIBRARY FOUNDATION ; INVESTMENT RELATED: NO ; ADDRESS: 5 TRUMAN PARKWAY, ANNAPOLIS, MD 21401 ; NATURE OF BUSINESS: FOUNDATION ; START DATE: 03/2021 ; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: DISCUSS WHAT PROGRAMS THE LIBRARIES NEED ASSISTANCE WITH AND WHAT TYPE OF FUNDRAISING ACTIVITIES CAN BE IMPLEMENTED ;

Exams

• S63 Uniform Securities Agent State Law Examination
  2009-12-07
• S65 Uniform Investment Adviser Law Examination
  2009-08-13

Other Names

• Stephen Holt